73rd United States Congress

Results: 13604



#Item
101Model Rule Exempting Certain Merger & Acquisition Brokers (“M&A Brokers”) From Registration Adopted September 29, 2015*

Model Rule Exempting Certain Merger & Acquisition Brokers (“M&A Brokers”) From Registration Adopted September 29, 2015*

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Source URL: nasaa.cdn.s3.amazonaws.com

Language: English - Date: 2016-05-06 12:15:35
102Name:______________________________________  Service Organization and Location Address:____________________________________

Name:______________________________________ Service Organization and Location Address:____________________________________

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Source URL: www.ccclegacy.org

Language: English - Date: 2016-07-07 18:49:32
103Submission Proof - D:\Dropbox (SEC Compliance)\2016 OPERATIONS\2016 EDGAR\04_April\Respi... Page 1 of 39  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C

Submission Proof - D:\Dropbox (SEC Compliance)\2016 OPERATIONS\2016 EDGAR\04_April\Respi... Page 1 of 39 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C

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Source URL: compliance-sec.com

Language: English - Date: 2016-04-12 10:41:00
104Microsoft Word - investment-policy-2016.doc

Microsoft Word - investment-policy-2016.doc

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Source URL: www.townofbrighton.net

Language: English - Date: 2016-05-25 18:55:47
105The Ontario Securities Commission  PROPOSED AMENDMENTS TO NIAND ITS POLICY, NIAND OSC RULEINCLUDING RELATED FORMS)

The Ontario Securities Commission PROPOSED AMENDMENTS TO NIAND ITS POLICY, NIAND OSC RULEINCLUDING RELATED FORMS)

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2016-07-07 10:47:31
106OMB APPROVAL OMB Number: Estimated average burden hours per response

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-07-01 13:19:30
107Federal Register / Vol. 77, NoFriday, November 23, Notices SECURITIES AND EXCHANGE COMMISSION [Release No. 34–68252; File No. SR–CBOE– 2012–112]

Federal Register / Vol. 77, NoFriday, November 23, Notices SECURITIES AND EXCHANGE COMMISSION [Release No. 34–68252; File No. SR–CBOE– 2012–112]

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Source URL: cdn.batstrading.com

Language: English - Date: 2015-03-20 17:11:07
108Submission Proof - D:\Dropbox (SEC Compliance)\2016 OPERATIONS\2016 EDGAR\04_April\Respi... Page 1 of 24  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C

Submission Proof - D:\Dropbox (SEC Compliance)\2016 OPERATIONS\2016 EDGAR\04_April\Respi... Page 1 of 24 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C

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Source URL: compliance-sec.com

Language: English - Date: 2016-04-07 08:45:55
109Department of the Treasury Fiscal Service, Bureau of the Public Debt 31 CFR PartGeneral Regulations Governing U.S. Securities Department of the Treasury Circular 300, as revised and amended As of July 2008

Department of the Treasury Fiscal Service, Bureau of the Public Debt 31 CFR PartGeneral Regulations Governing U.S. Securities Department of the Treasury Circular 300, as revised and amended As of July 2008

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Source URL: freedom-school.com

Language: English - Date: 2015-05-02 12:24:43
110   UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  

  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  

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Source URL: www.mediageneral.com

Language: English - Date: 2016-03-04 12:06:15